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Law Council of Australia

Business Law Section

Australian Securities and Investments Commission investigation and enforcement

The Financial Services Committee of the Business Law Section of the Law Council of Australia (the FS Committee) and the Small and Medium Enterprise Committee (the SME Committee) provided a submission to the Senate Economics Reference Committee in response to its Inquiry into the capacity and capability of the Australian Securities and Investments Commission (ASIC) to undertake proportionate investigation and enforcement action arising from reports of alleged misconduct (the Inquiry).

The matters on which the FS Committee wishes to comment are set out in the submission under headings that correspond to the Inquiry’s Terms of Reference. The SME Committee’s feedback is set out at the end of the submission.


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